Industry Associates

The Third Party Marketers Association offers Industry Associate participation to firms who offer products or services which support the efforts of third party marketers and investment managers.



 

BaselineGroupNY is a strategic marketing communication and award-winning design company.

For more than two decades, we’ve been trusted to meet the unique needs of the world’s leading and emerging brands because of how we listen, how we communicate, and how we execute. Whether you are seeking help with one project, filling a resource gap, or considering outsourcing your marketing communication and design production, BGNY helps you create a unified, seamless, and consistent client experience across channels and activities.

Contacts: Stuart Essex | Darcy Flanders
Phone: 212.925.1656 x14
Emails: stu@baselinegroupny.com | darcy@baselinegroupny.com


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Claritysoft is a cloud-based customer relationship management (CRM) solution designed for midsize and large enterprise businesses. It offers sales automation, customer service and support, marketing automation and social CRM within a single solution.

Key features include:

  • account management

  • activity management

  • calendar management

  • pipeline management

Claritysoft CRM is an all-in-one CRM platform for sales, marketing and customer service. Our unique blend of flexibility and functionality lets you custom fit our powerful feature set into exact-fit screens to meet the needs of every user type in your organization. Designed for usability,Claritysoft CRM delivers the right amount of functionality in a clean and easy to use interface.

With Claritysoft CRM you get world class integration capabilities with an open API plus out-ofthe-box Outlook, Gmail and Zapier integration. You also get valuable insight through extensivedashboard and reporting capabilities. An exceptional value, Claritysoft delivers a powerful feature set that’s built to eliminate complexity and drive performance.

Contact: Allison Felice
Phone: 614-382-8311
Email: allison@claritysoft.com


Compass Securities Corporation (member FINRA, SIPC) is an institutionally focused, specialized broker/dealer established in 1985 as a wholly owned subsidiary of Compass Capital Corporation.

Areas of Competence and Specialization:

  • Third party representation of both long only managers, and alternative investment managers.

  • Debt and equity private placements of tax credit syndications, venture capital, private equity, hedge funds and other alternative investments.

  • Strong regulatory compliance for our RRs who are third party marketers.

  • Marketing limited partnerships, separately managed accounts, and 40 Act fund.

Compass serves investment professionals and their clients. Compass offers a broad range of institutional financial products and services. Compass RRs have raised more than $7.5 billion for managers in the last ten years.

Contacts: Scott Chaisson
Phone: 781-535-6083
Emails: scott@Compasssecurities.com


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DG Analytics provides effective marketing services and innovative systems developed to win assets and maximize revenue for Investment Management Organizations.

   • Consultant Database Updates  
   • Compliance Consulting
   • RFP, Questionnaire & Marketing Writing
   • Applied Information Management

Cultivate success with tailored marketing materials, sustainable compliance practices and efficient data management. We differentiate your firm from the competition, tailoring your firm’s image for maximum impact in the industry.

Equally important are regular and consistent updates of your firm in the marketplace with current quantitative information and descriptions reflecting your organization’s growth. Work smarter with more efficient data systems and operations!

Contact: Darien Gould
Phone: 303- 358-0944
Emails: darien@dganalytics.net


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At DQ Communications, we articulate the key drivers of a client's value proposition.

it's our job to persuasively describe value across each element of the client's business: investment management, philosophy, client service, ethics.

Our specialties include:

  • Website design and digital content

  • Marketing white papers, eBooks, case studies, articles

  • Digital content/website content/content marketing

  • Institutional-quality presentation materials

  • Client newsletters, snapshots, & flash reports

  • RFPs, DDQs, & other questionnaires

  • General content editing and messaging consult

Contact: Dan Quinn
Phone: 773-991-1368
Email: daniel@dqcomm.com


 

Investment Management Support Solutions, LLC

IMSS brings organized marketing and database support to Investment Management and
Third-Party Marketing firms.

IMSS provides services to enhance 4 key components of your business;

  • Consultant Databases – Initial population and ongoing updates

  • Marketing Support Services – RFP & DDQ’s, Pitchbooks & Factsheets

  • Custom Marketing Services – Presentation creation for meetings

  • Operations Analysis – Vendor assessment & cost savings 

Consultant databases are critical to new business; they are where searches start.  A foundation of the work IMSS does is in supporting firms with their efforts to extend the coverage of consultant databases and to ensure the data provided is up to date, accurate and complete.    

With 24+ years of experience in all facets of Institutional Sales & Marketing, working with more than 20 investment management firms, IMSS can quickly assess a manager’s profile and target market, determine areas of need, and implement changes immediately.

Contact: Patricia Sandoz
Phone: 774-254-2578
Email: tsandoz@imss-llc.com


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Mick Law P.C., based in Omaha, Nebraska, is a specialty firm comprised of full-time and of-counsel attorneys who each possess a concentrated area of expertise and in-depth knowledge. In addition to their law school credentials, the attorneys also have professional and educational credentials, including MBAs, LLMs and securities industry licenses (inactive).

While providing a broad range of legal services to our valued clients, our firm focuses on two principal areas of practice; broker-dealer and registered investment advisor representation and real estate finance.

Additional areas of practice include:

Contact: Zia Sabbir
Phone: 323-424-4749
Email: zsabir@micklawpc.com


Monahan & Roth knows compliance and understands the needs of a thriving business, so you can expect services to be delivered on time with the confidence and competence of a seasoned professional. Our consultants leverage successful past experiences with an active professional network to deliver a creative, current and custom tailored solution to each situation.

We are proud of our clients' successes and work hard to ensure the feeling is mutual. If you know our team, you know our broad expertise and personalized services. But if you do not already know us, we hope you will call for an introduction.

  • Consulting

  • Expert Witness

  • Mediation

Contact: Lisa Roth
Phone: 619-283-3500
Email: lroth@monahan-roth.com


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Philips Murrah P.C. is represented by exceptional lawyers who take the time to understand the business objectives of our clients who benefit from our creative, collaborative, multi-disciplinary team. Whether we are structuring a make-or-break deal or litigating a bet-the-company case, Phillips Murrah provides a significant depth of legal resources and talent to resolve matters as efficiently and favorably as possible.

Susan E. Bryant provides advice to firms in the financial services businesses on securities, regulatory, compliance, transactional, corporate and related matters, based on over 40 years of experience as an attorney in private practice, in-house counsel to large financial services complexes; and as a regulator. She regularly advises clients on complex securities issues, regulatory issues and general business matters. Her clients include entities regulated by securities laws: small niche broker-dealers and investment advisers, firms providing both brokerage and advisory services and issuers of private offerings as well as third party marketers and placement agents.

Contact: Susan Bryant, Of Counsel
Phone: 405-235-4100
Email: sebryant@phillipsmurrah.com


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Synthesis Technology helps investment companies become more efficient, strategic, and customer-centric though data, marketing, and sales process automation. We work exclusively with financial services companies to help them streamline the production and distribution of data-heavy content like fact sheets, commentaries, sales presentations, email newsletters, and websites.

We are honored to serve some of the world’s largest financial services organizations as well as middle market and boutique firms for the past 20 years.

Contact: Emilie Toten
Phone: 312-948-4949
Email: etotten@snth.com


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Ultimus Fund Solutions, provides a full suite of middle and back office services for open and closed-end mutual funds, private funds, separately managed accounts, business development companies and other pooled investment vehicles. Our experienced teams of fund accountants, attorneys, paralegals and other investment industry professionals work closely with our clients to achieve their goals.

Contact: Kevin Guerrette
Phone: 617-848-3936
Email: kguerette@ultimusfundsolutions.com