Webcasts
Our Webcasts provide members and non-members tremendous insight into the industry from the comfort of their own home or office!
Webcast Registration
Check back soon for news on upcoming 3PM webcasts.
Past 3PM Webcasts
Playback: State of the States Part II: Regulatory Insight and Compendium Partnership with FINSearches
June 13, 2012 at 12:00 p.m. EDT This was Part II in 3PM's State of the States webinar series. Since our last webcast, it seems like the rules have been changing by the minute. In this webinar, Frank Minard re-introduced members to 3PM's State Compendium and discussed 3PM's partnership with Financial Investment News (FIN) to obtain the most current and up-to-date information available from the Public Pension Community.
Matt McCue provided attendees with a demo of FINSearches which incorporate detailed information on 3PM / Placement Agent policies for nearly 900 public funds. This information is available through a subscription to FINSearches which will be offered to 3PM Members at a substantial discount.
Full playback of webinar is available at no cost to members in the Members Area of the website. Cost to non-3PM members is $0.00 USD; request purchase to the webinar by going to the "Buy Now" icon below.
Playback: The Transformation of 3PM Contracts and Compensation
April 4, 2012 at 12:00 p.m. EDT, This webinar was a continuation of the session from 3PM's 2011 Annual Conference. The investment industry has undergone a number of significant changes that affect
the way a third party marketer operate and get paid. Dodd-Frank has mandated new
regulation while bills like AB 1743 have prohibited a marketer from earning a
contingency fee. Given these changes, third party marketers can no longer conduct
business the way they used to. Our panel of industry experts, including discussed how all of
these factors impact a third party marketer’s contracts and compensation structure
and will offer creative ways to earn a living while still working within the confines of
the rules. Click HERE for an agenda from the webinar. Panelists included: Larry Beaupre from Proskauer Rose, LLP, Charlie Bartz from Berchwood Partners and Matthew Eisenberg from Finn Dixon & Herling LLP. The webinar was moderated by Mike Pereira of Hedge Fund Law Report.
Full playback of webinar is available at no cost to members in the Members Area of the website. Cost to non-3PM members is $100.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon below.
Playback: State of the States: Insight into the current regulatory environment for 3PMs
June 29, 2011 at 12:00 p.m. EDT, The 3PM Strategy Committee has been working on a project to identify the specific rules and regulations that apply to Third Party Marketers who want to work in certain States. While SEC Rule 206-5-4 applies to all activities across the country, many States have enacted additional regulations that apply to 3PMs working with the Public Pension Funds in their jurisdiction. Some States now require registration as a Lobbyist, others ban the use of contingency fees while other have instituted an outright ban on 3PMs working with any public pension plans in their State. The State of the States webcast, which was the first in a series, will help 3PMs sort all of this out. Presenters explained what 3PMs can expect when working in NY, CA, IL, KY, OH and NM. Panelists include: Frank Minard, Lisa Roth, and Charlie Bartz.
Full playback of webinar is available at no cost to members in the Members Area of the website. Cost to non-3PM members is $100.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon below.
September 22, 2009 at 12:00 p.m. EDT, Alternative Emerging Managers: Finding Success in Today’s Marketplace, sponsored by Capital Z and Venable, LLP and moderated by Stephan Nicoleau, Managing Partner at Critical Value Advisors. Panelists include: Rory Cohen, Venable LLP, John Massy, Capital Z Asset Management and Michael Scanlon from HedgeCo. Find their Biographies here!
Cost to non-3PM members is $100.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon below.
January 29, 2009 at 12:00 p.m. EDT, a joint webcast between 3PM and NAIBD - sponsored by Kinetic Partners.
Presenters are Micah Taylor, who works in Compliance for Kinetic Partners; Lisa Roth, NAIBD Chair; Donna DiMaria, 3PM President, and Stacy Havener, 3PM Secretary and Events Co-Chair. Download full agenda now. 3PM members may replay this webcast free of charge by visiting the Member's Area. Cost to non-3PM members is $100.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon below.
September 17, 2007 at 1:00 p.m. EDT, a 3PM-sponsored webcast.
Presenters are Joseph P. Borg, Director of the Alabama Securities Commission and President of the North American Securities Administrators Association (NASAA); Rex A. Staples, General Counsel of NASAA; and Tanya Solov, Director of the Illinois Securities Department and Vice Chairman of the Broker/Dealer Section of NASAA. The presenters explain the role of state securities regulators, how the NASAA differs from the NASD and SEC, how 3PM firms can work with state regulators and the current "hot" exam topics for state regulators. Download full agenda now. 3PM members may replay this webcast free of charge by visiting the Member's Area. Cost to non-3PM members is $50.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon to the right of the title above.
Playback: Compliance and Regulatory Issues Facing 3PMs Operating Broker/Dealers
June 25, 2007, 1:00 p.m. EDT, a 3PM-sponsored webcast.
Presenters of this webcast are Dan Beaton and Ken George from FINOP and Compliance Services, who reviewed a number of specific requirements that directly pertain to 3PMs. In addition, several of the NASD's proposed rule changes that will affect 3PMs with broker/dealers (full agenda) will be discussed. 3PM members may replay this webcast free of charge by visiting the Member's Area. Cost to non-3PM members is $50.00 USD; payment being charged to your credit card by clicking the "Buy Now" icon to the right of the title above.
