Partners - Third Party Provider Members

Return

3PP status is open to those firms who are regularly engaged in or devote a significant portion of firm time
to business activities directly relating to or involving the provision of goods, educational information and services
to further enhance and promote the role of third party marketers with the managers they work with.

Northern Lights Distributors, LLC believes mutual fund distribution can be simple and cost effective. Our primary mutual fund distribution services include establishing selling agreements with broker/dealers and banks interested in selling your fund and performing advertising reviews of fund literature in compliance with FINRA regulations.  In addition to providing you with access to our over 100 selling agreements and performing your advertising review, we can obtain an NSCC number for you, hold your registered representatives licenses and help them maintain their licensing.  Outsourcing these services to us allows you to focus on what you do best…growing the assets in your fund.