Partners - Industry Associates
The Third Party Marketers Association offers Industry Associate participation to firms who offer products or services
which support the efforts of third party marketers and their clients.
Bryant Law was founded in 1997 by Susan E. Bryant, when she returned to the private practice of law after a number of years as a securities regulator and later as in-house securities counsel and compliance officer. Bryant Law was first established in Farmington, Connecticut. In 2004, the firm opened an office in Camden, Maine and by the end of 2004, moved its offices to Maine from where the firm continues to service clients throughout the United States. Clients of the firm obtain advice on complex securities issues, dealing with regulatory issues and general business matters. The attorney and staff at Bryant law are available to provide advice and assistance
Contact: Susan E. Bryant
Address: 62 Bayview Street, Second Floor, Suite 21, PO Box 596 | Camden, ME 04843
Compass iTech / Profusion is the creator of the ProFusion database population technology. ProFusion is a revolutionary application that can digitally transmit data, such as performance, holdings, assets, and portfolio characteristics from investment managers to all pertinent consultant and third-party databases. This amazing tool is helping investment managers save time, money and is dramatically streamlining the quarterly database reporting process. To find out more, please find us on the web at www.compassprofusion.com and schedule a demo today.
Contact: Rick Gagnon
Address: 7601 N. Federal Hwy, Suite 215A | Boca Raton, FL 33487
Compass Securities Corporation (member FINRA, SIPC) is an institutionally focused, specialized broker/dealer established in 1985 as a wholly owned subsidiary of Compass Capital Corporation.
Areas of Competence and Specialization:
-Third party representation of both long only managers, and alternative investment managers.
-Debt and equity private placements of tax credit syndications, venture capital, private equity, hedge funds and other alternative investments.
-Strong regulatory compliance for our RRs who are third party marketers.
-Marketing limited partnerships, separately managed accounts, and 40 Act funds.
Compass serves investment professionals and their clients. Compass offers a broad range of institutional financial products and services. Compass RRs have raised more than $7.5 billion for managers in the last ten years.
Contacts: John Ahern | Timothy P. Cahill
Address: 50 Braintree Hill Park, Suite 105 | Braintree, MA 02184
Emails: john@Compasssecurities.com | tcahill@Compasssecurities.com
Herrick, Feinstein LLP is a prominent, mid-sized law firm providing a full range of legal services to businesses and individuals around the world. Its areas of practice include art law, real estate, tax, bankruptcy, corporate, sports and litigation. The firm also handles issues related to insurance and reinsurance, intellectual property, employee benefits, government relations, and trusts and estates. Herrick, Feinstein was founded in 1928 and is headquartered in New York City with additional offices in Newark, and Princeton, New Jersey.
Contact: Richard M. Morris
Address: Two Park Avenue
Patrick Capital Markets, LLC is a privately held independent Broker-Dealer acting as a third party marketing and sales firm offering wholesale distribution of select investment products and services among a diverse group of investment teams and organizations. We are headquartered in St. Louis , Missouri and are licensed to operate nationwide.
Contact: Dan Clark
Address: 88 Kenrick Plaza | St. Louis, MO 63119
Frontier Solutions, LLC is an institutionally oriented broker/dealer with an emphasis on alternative investments. Frontier specializes in offering products and services that compliment the needs of third-party marketers and their client base. Frontier was founded in 2005 and is a member of FINRA/SIPC.
Contact: George Davis Vick
Address: 4200 Northside Parkway | Building Eleven, Suite 200 | Atlanta GA, 30327
Ruddy Law Office, PLLC ("Ruddy Law") is a Washington, DC based boutique law firm that provides legal advice to growth-oriented companies (and their founders) and private equity firms in early stage financing transactions. Ruddy Law offers strategic counsel at each stage of an entrepreneur's growth, including structuring private funding deals from seed or venture capital sources as well as debt financings. In addition, we provide comprehensive representation to our angel investors, venture capital, and private equity fund clients by assisting with structuring, negotiating and documenting their investments and providing guidance during due diligence investigations of investment opportunities. We have proudly offered these services since our inception in 2001.
Ruddy Law is a member of the Alliance of Business Lawyers, a global alliance of business law firms linked to assist in providing clients legal advice worldwide.
Contact: Mark Ruddy
Address: 1225 15th St. NW, Washington, D.C