Find A Third Party Marketer

Partners - Industry Associates


The Third Party Marketers Association offers Industry Associate participation to firms who offer products or services
which support the efforts of third party marketers and their clients.




Compass Securities Corporation (member FINRA, SIPC) is an institutionally focused, specialized broker/dealer established in 1985 as a wholly owned subsidiary of Compass Capital Corporation.

Areas of Competence and Specialization:

-Third party representation of both long only managers, and alternative investment managers.
-Debt and equity private placements of tax credit syndications, venture capital, private equity, hedge funds and other alternative investments.
-Strong regulatory compliance for our RRs who are third party marketers.
-Marketing limited partnerships, separately managed accounts, and 40 Act funds.

Compass serves investment professionals and their clients. Compass offers a broad range of institutional financial products and services. Compass RRs have raised more than $7.5 billion for managers in the last ten years.

Contacts: John Ahern | Timothy P. Cahill
Address: 50 Braintree Hill Park, Suite 105 | Braintree, MA 02184
Phone: 781-535-6083
Emails: |


Herrick, Feinstein LLP is a prominent, mid-sized law firm providing a full range of legal services to businesses and individuals around the world. Its areas of practice include art law, real estate, tax, bankruptcy, corporate, sports and litigation. The firm also handles issues related to insurance and reinsurance, intellectual property, employee benefits, government relations, and trusts and estates. Herrick, Feinstein was founded in 1928 and is headquartered in New York City with additional offices in Newark, and Princeton, New Jersey.

Contact: Richard M. Morris
Address: Two Park Avenue
Phone: 212-592-1432

Innovation Partners LLC is a privately held independent Broker-Dealer acting as a third party marketing and sales firm offering wholesale distribution of select investment products and services among a diverse group of investment teams and organizations.  We also provide a fully compliant environment for sales people looking for a home to conduct their marketing and sales efforts.

Contact:  Yanique Lawrence, President
Address: 5950 Fairview Road  | Suite 806  | Charlotte, NC 28210
Phone: (704) 708-5461 ext. 301


Jackson Analytics is an outsource institutional consultant marketing firm committed to our client’s asset growth through positioning, broad market presence, and professional branding.  Jackson Analytics manages and distributes investment and return data for asset managers with the intent and purpose of growing scale and AUM.
Database management, marketing collateral (e.g. fact sheets, pitch books, head to head analysis), due diligence documentation, and many more resources are custom addressed to our client’s target markets by our experienced team. We currently assist in the marketing of over 50 products with over $17 Billion in assets across the country and often compel unsolicited inquiries also assisting in creating active sales. We are qualified and accredited institutional consultants, experts in the institutional and retail sales process, and want to be an integral component to your marketing team and efforts.

Contact: Richard W. Jackson, CIMA®
Address: 1100 Louisiana St., Suite 5005, Houston, Texas 77002
Phone: (888) 411-1440


Patrick Capital Markets, LLC is a privately held independent Broker-Dealer acting as a third party marketing and sales firm offering wholesale distribution of select investment products and services among a diverse group of investment teams and organizations. We are headquartered in St. Louis , Missouri and are licensed to operate nationwide.

Contact: Dan Clark
Address: 88 Kenrick Plaza | St. Louis, MO 63119
Phone: 314-963-9336

Ruddy Law Office, PLLC  ("Ruddy Law") is a Washington, DC based boutique law firm that provides legal advice to growth-oriented companies (and their founders) and private equity firms in early stage financing transactions. Ruddy Law offers strategic counsel at each stage of an entrepreneur's growth, including structuring private funding deals from seed or venture capital sources as well as debt financings. In addition, we provide comprehensive representation to our angel investors, venture capital, and private equity fund clients by assisting with structuring, negotiating and documenting their investments and providing guidance during due diligence investigations of investment opportunities. We have proudly offered these services since our inception in 2001.

Ruddy Law is a member of the Alliance of Business Lawyers, a global alliance of business law firms linked to assist in providing clients legal advice worldwide.

Contact: Mark Ruddy
Address: 1225 15th St. NW, Washington, D.C
Phone: 202-797-0762